Small Business Retirement Plans

We offer ERISA retirement plan services to small businesses. As a 3(21) fiduciary, we serve as an investment advisor and a co-fiduciary to the company retirement plan.

 

Investment Policy Statement

Assist in development/review of investment policy statement (IPS.)

Investment Advice

Investment advice consistent with the IPS.

Investment Selection

Assist with the selection of a broad range of investment options.

 

Investment Monitoring

Assist in monitoring investment options - periodic investment reports and review meetings.

Employee Education

Assist in the education of plan participants - general investment principles, investment alternatives under your plan.

Employee Engagement

Assist with group enrollment meetings designed to increase plan participation & employee investment & financial understanding.